Insurance Transactions & Code Compliance

In a heavily regulated industry such as insurance, a good working relationship with regulators is a necessity.  Our attorneys not only provide years of hands-on experience working with regulators, they have also worked as regulators, bringing a wealth of knowledge, insight and perspective to your compliance issue.

Our Insurance Regulation team regularly advises and represents clients before insurance regulators across the country in connection with a variety of insurance-related transactions and insurance code compliance matters, including:

  • Insurance company formation, corporate governance, capitalization and licensing
  • Mergers, acquisitions, restructurings and demutualizations
  • Compliance audits and Market Conduct examinations
  • Form and rate filings
  • Product development, design and rollout strategies
  • Representation in administrative proceedings, litigation and arbitration
  • Representation of independent insurance agencies and brokerages
  • Agency/brokerage acquisitions
  • Capital adequacy, business plan development and insurer insolvency proceedings
  • National service contract program design and compliance
  • Formation of captives and other alternative risk mechanisms
  • COLI, BOLI and STOLI review and risk assessment
  • Self-funded health and workers’ compensation entities and trusts
  • Holding Company Act compliance
  • Guaranty association matters
  • Reinsurance matters
  • Financial institution insurance and securities brokerage
  • Provider agreements and joint venture arrangements
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